1. Financial and Transaction Data Audit

 • Verify user deposits, withdrawals, and transaction data, confirming the accuracy of transaction matching, order matching, and clearing settlement processes.

 • Review cross-chain transfers, DeFi protocol interactions, and smart contract executions to prevent abnormal fund flows or risk vulnerabilities.

 • Oversee fund management processes, including the allocation of funds between cold wallets and hot wallets, ensuring asset security and transparency.

2. Risk Control Process and Internal Control Optimization

 • Assess the existing internal control system of the exchange, identify risk vulnerabilities, and propose improvement recommendations.

 • Participate in the design of risk control rules, optimizing mechanisms for transaction monitoring, anomaly alerts, and asset flow control.

 • Provide risk assessments and mitigation strategies for issues such as transaction fraud, market manipulation, and money laundering risks.

3. Collaboration with External Regulatory and Audit Requirements

 • Responsible for cooperating with regulatory agencies or external audit firms (such as the Big Four accounting firms) for regular or special audits.

 • Prepare relevant compliance reports, such as financial audit reports, anti-money laundering audit reports, and compliance operation assessments.

 • Monitor global regulatory policy changes to ensure that the exchange's audit standards comply with the latest regulations.